Kelli Keough - Sep 16, 2024 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
EVP, GBUL, SIPS
Signature
/s/ Deanna M. Smith, Attorney-in-Fact
Stock symbol
SOFI
Transactions as of
Sep 16, 2024
Transactions value $
-$431,204
Form type
4
Date filed
9/18/2024, 07:34 PM
Previous filing
Aug 26, 2024
Next filing
Sep 24, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock Options Exercise +82.6K +72.24% 197K Sep 16, 2024 Direct F1
transaction SOFI Common Stock Options Exercise +26.5K +13.44% 224K Sep 16, 2024 Direct F1
transaction SOFI Common Stock Tax liability -$431K -52.7K -23.58% $8.18 171K Sep 17, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Restricted Stock Unit Options Exercise $0 -82.6K -9.09% $0.00 826K Sep 16, 2024 Common Stock 82.6K Direct F2, F3
transaction SOFI Restricted Stock Unit Options Exercise $0 -26.5K -6.67% $0.00 371K Sep 16, 2024 Common Stock 26.5K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2 Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on August 2, 2024.