Jeremy Rishel - 16 Sep 2024 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role: Chief Technology Officer
Signature: /s/ Deanna M. Smith, Attorney-in-Fact
Issuer symbol: SOFI
Transactions as of: 16 Sep 2024
Net transactions value: -$1,109,581
Form type: 4
Filing time: 18 Sep 2024, 19:35:39 UTC
Previous filing: 21 Jun 2024
Next filing: 24 Sep 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SOFI	Common Stock	Options Exercise		+271,751	+60%		725,215	16 Sep 2024	Direct	F1
transaction	SOFI	Common Stock	Tax liability	$1,109,581	-135,629	-19%	$8.18	589,586	17 Sep 2024	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SOFI	Restricted Stock Unit	Options Exercise	$0	-271,751	-11%	$0.000000	2,167,205	16 Sep 2024	Common Stock	271,751		Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2	Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3	Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on July 20, 2022 and March 13, 2024.