Kelli Keough - 16 Dec 2024 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
EVP, GBUL, SIPS
Signature
/s/ Deanna M. Smith, Attorney-in-Fact
Issuer symbol
SOFI
Transactions as of
16 Dec 2024
Net transactions value
-$905,250
Form type
4
Filing time
18 Dec 2024, 18:52:45 UTC
Previous filing
22 Nov 2024
Next filing
23 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock Options Exercise +82,643 +58% 225,256 16 Dec 2024 Direct F1
transaction SOFI Common Stock Options Exercise +26,477 +12% 251,733 16 Dec 2024 Direct F1
transaction SOFI Common Stock Tax liability $905,250 -55,094 -22% $16.43 196,639 18 Dec 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Restricted Stock Unit Options Exercise $0 -82,643 -10% $0.000000 743,786 16 Dec 2024 Common Stock 82,643 Direct F1, F3
transaction SOFI Restricted Stock Unit Options Exercise $0 -26,477 -7.1% $0.000000 344,197 16 Dec 2024 Common Stock 26,477 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2 Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on August 2, 2024.