Kelli Keough - Dec 16, 2024 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
EVP, GBUL, SIPS
Signature
/s/ Deanna M. Smith, Attorney-in-Fact
Stock symbol
SOFI
Transactions as of
Dec 16, 2024
Transactions value $
-$905,250
Form type
4
Date filed
12/18/2024, 06:52 PM
Previous filing
Nov 22, 2024
Next filing
Dec 23, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock Options Exercise +82.6K +57.95% 225K Dec 16, 2024 Direct F1
transaction SOFI Common Stock Options Exercise +26.5K +11.75% 252K Dec 16, 2024 Direct F1
transaction SOFI Common Stock Tax liability -$905K -55.1K -21.89% $16.43 197K Dec 18, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Restricted Stock Unit Options Exercise $0 -82.6K -10% $0.00 744K Dec 16, 2024 Common Stock 82.6K Direct F1, F3
transaction SOFI Restricted Stock Unit Options Exercise $0 -26.5K -7.14% $0.00 344K Dec 16, 2024 Common Stock 26.5K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2 Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on August 2, 2024.