Stephen Simcock - Dec 16, 2024 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role: General Counsel
Signature: /s/ Deanna M. Smith, Attorney-in-Fact
Stock symbol: SOFI
Transactions as of: Dec 16, 2024
Transactions value $: -$1,074,242
Form type: 4
Date filed: 12/18/2024, 06:57 PM
Previous filing: Jul 10, 2024
Next filing: Mar 12, 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SOFI	Common Stock	Options Exercise		+143K			143K	Dec 16, 2024	Direct	F1
transaction	SOFI	Common Stock	Tax liability	-$1.07M	-65.4K	-45.81%	$16.43	77.3K	Dec 18, 2024	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SOFI	Restricted Stock Unit	Options Exercise	$0	-143K	-12.5%	$0.00	999K	Dec 16, 2024	Common Stock	143K		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2	Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3	Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on July 10, 2024.