Stephen Simcock - 16 Dec 2024 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role: General Counsel
Signature: /s/ Deanna M. Smith, Attorney-in-Fact
Issuer symbol: SOFI
Transactions as of: 16 Dec 2024
Net transactions value: -$1,074,242
Form type: 4
Filing time: 18 Dec 2024, 18:57:12 UTC
Previous filing: 10 Jul 2024
Next filing: 12 Mar 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SOFI	Common Stock	Options Exercise		+142,706			142,706	16 Dec 2024	Direct	F1
transaction	SOFI	Common Stock	Tax liability	$1,074,242	-65,379	-46%	$16.43	77,327	18 Dec 2024	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SOFI	Restricted Stock Unit	Options Exercise	$0	-142,706	-12%	$0.000000	998,944	16 Dec 2024	Common Stock	142,706		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2	Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3	Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on July 10, 2024.