Eric Schuppenhauer - Feb 14, 2025 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
EVP GBUL Borrow
Signature
/s/ Deanna M. Smith, Attorney-in-Fact
Stock symbol
SOFI
Transactions as of
Feb 14, 2025
Transactions value $
-$530,964
Form type
4
Date filed
2/19/2025, 06:00 PM
Previous filing
Dec 16, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock Options Exercise +111K +241.76% 158K Feb 14, 2025 Direct F1
transaction SOFI Common Stock Tax liability -$531K -31.4K -19.91% $16.93 126K Feb 19, 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Restricted Stock Unit Options Exercise $0 -111K -12.5% $0.00 780K Feb 14, 2025 Common Stock 111K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2 Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 27, 2024.