Kelli Keough - Mar 14, 2025 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
EVP, GBUL, SIPS
Signature
/s/ Deanna M. Smith, Attorney-in-Fact
Stock symbol
SOFI
Transactions as of
Mar 14, 2025
Transactions value $
-$502,977
Form type
4
Date filed
3/18/2025, 08:31 PM
Previous filing
Mar 12, 2025
Next filing
Mar 21, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock Options Exercise +26.5K +15.61% 196K Mar 14, 2025 Direct F1
transaction SOFI Common Stock Options Exercise +82.6K +42.14% 279K Mar 14, 2025 Direct F1
transaction SOFI Common Stock Tax liability -$503K -41.4K -14.84% $12.16 237K Mar 17, 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Restricted Stock Unit Options Exercise $0 -82.6K -11.11% $0.00 661K Mar 14, 2025 Common Stock 82.6K Direct F1, F3
transaction SOFI Restricted Stock Unit Options Exercise $0 -26.5K -7.69% $0.00 318K Mar 14, 2025 Common Stock 26.5K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2 Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on August 2, 2022.