Eric Schuppenhauer - Aug 14, 2025 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
EVP GBUL Borrow
Signature
/s/ Deanna M. Smith, Attorney-in-Fact
Stock symbol
SOFI
Transactions as of
Aug 14, 2025
Transactions value $
-$533,616
Form type
4
Date filed
8/18/2025, 04:17 PM
Previous filing
May 16, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Schuppenhauer Eric EVP GBUL Borrow 2601 NETWORK BLVD, SUITE 600, FRISCO /s/ Deanna M. Smith, Attorney-in-Fact 2025-08-18 0002034857

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock Options Exercise +55.7K +35.06% 215K Aug 14, 2025 Direct F1
transaction SOFI Common Stock Tax liability -$534K -23.4K -10.88% $22.85 191K Aug 15, 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Restricted Stock Unit Options Exercise $0 -55.7K -7.69% $0.00 669K Aug 14, 2025 Common Stock 55.7K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2 Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3 Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F4 Represents the settlement of a portion of RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on September 27, 2024.