Eric Schuppenhauer - 14 Aug 2025 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
EVP GBUL Borrow
Signature
/s/ Deanna M. Smith, Attorney-in-Fact
Issuer symbol
SOFI
Transactions as of
14 Aug 2025
Transactions value $
-$533,616
Form type
4
Filing time
18 Aug 2025, 16:17:48 UTC
Previous filing
16 May 2025
Next filing
18 Nov 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Schuppenhauer Eric EVP GBUL Borrow 2601 NETWORK BLVD, SUITE 600, FRISCO /s/ Deanna M. Smith, Attorney-in-Fact 18 Aug 2025 0002034857

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock Options Exercise +55.7K +35.06% 215K 14 Aug 2025 Direct F1
transaction SOFI Common Stock Tax liability -$534K -23.4K -10.88% $22.85 191K 15 Aug 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Restricted Stock Unit Options Exercise $0 -55.7K -7.69% $0.00 669K 14 Aug 2025 Common Stock 55.7K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2 Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3 Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F4 Represents the settlement of a portion of RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on September 27, 2024.