Sergey Novikov - Jan 1, 2025 Form 4 Insider Report for Joby Aviation, Inc. (JOBY)

Role
Corporate Controller, acting Principal Accounting Officer and Treasurer
Signature
/s/ Sarah Slayen, Attorney-in-Fact for Sergey Novikov
Stock symbol
JOBY
Transactions as of
Jan 1, 2025
Transactions value $
-$14,827
Form type
4
Date filed
1/3/2025, 05:32 PM
Previous filing
Dec 23, 2024
Next filing
Jan 16, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JOBY Common Stock Options Exercise $0 +1.19K +2.78% $0.00 44.1K Jan 1, 2025 Direct
transaction JOBY Common Stock Options Exercise $0 +370 +0.84% $0.00 44.4K Jan 1, 2025 Direct
transaction JOBY Common Stock Options Exercise $0 +1.56K +3.52% $0.00 46K Jan 1, 2025 Direct
transaction JOBY Common Stock Options Exercise $0 +809 +1.76% $0.00 46.8K Jan 1, 2025 Direct
transaction JOBY Common Stock Options Exercise $0 +460 +0.98% $0.00 47.3K Jan 1, 2025 Direct
transaction JOBY Common Stock Sale -$14.8K -1.84K -3.88% $8.08 45.4K Jan 2, 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JOBY Restricted Stock Units (RSUs) Options Exercise $0 -1.19K -6.67% $0.00 16.7K Jan 1, 2025 Common Stock 1.19K $0.00 Direct F2
transaction JOBY Restricted Stock Units (RSUs) Options Exercise $0 -370 -9.1% $0.00 3.7K Jan 1, 2025 Common Stock 370 $0.00 Direct F3
transaction JOBY Restricted Stock Units (RSUs) Options Exercise $0 -1.56K -9.09% $0.00 15.6K Jan 1, 2025 Common Stock 1.56K $0.00 Direct F4
transaction JOBY Restricted Stock Units (RSUs) Options Exercise $0 -809 -7.69% $0.00 9.71K Jan 1, 2025 Common Stock 809 $0.00 Direct F5
transaction JOBY Restricted Stock Units (RSUs) Options Exercise $0 -460 -14.3% $0.00 2.76K Jan 1, 2025 Common Stock 460 $0.00 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
F2 Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over four years, beginning on October 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
F3 Represents an award of restricted stock units ("RSUs") that vests with respect to 10% of the total number of RSUs on each of the first four quarterly anniversaries of July 1, 2023 and as to 5% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
F4 Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on July 1, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
F5 Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over four years, beginning on April 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
F6 Represents an award of restricted stock units ("RSUs") that vests with respect to 10% of the total number of RSUs on each of the first four quarterly anniversaries of July 1, 2022 and as to 5% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Remarks:

Corporate Controller, acting Principal Accounting Officer and Treasurer