Jacqueline F. Engel - May 2, 2025 Form 4 Insider Report for NUSCALE POWER Corp (SMR)

Role
Interim VP, Accounting
Signature
Patrick C. Cannon, attorney-in-fact for Jacqueline F. Engel
Stock symbol
SMR
Transactions as of
May 2, 2025
Transactions value $
-$46,916
Form type
4
Date filed
5/6/2025, 08:00 PM
Previous filing
Mar 6, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Engel Jacqueline F. Interim VP, Accounting 1100 NE CIRCLE BLVD., SUITE 200, CORVALLIS Patrick C. Cannon, attorney-in-fact for Jacqueline F. Engel 2025-05-06 0002007823

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMR Class A Common Stock Options Exercise $0 +1.63K +142.21% $0.00 2.78K May 2, 2025 Direct
transaction SMR Class A Common Stock Sale -$6.98K -416 -14.95% $16.78 2.37K May 5, 2025 Direct F1
transaction SMR Class A Common Stock Sale -$19.5K -1.15K -48.54% $17.00 1.22K May 5, 2025 Direct F2
transaction SMR Class A Common Stock Sale -$20.4K -1.22K -100% $16.75 0 May 6, 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMR Restricted Stock Unit Options Exercise $0 -1.63K -100% $0.00 0 May 2, 2025 Class A Common Stock 1.63K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
F2 This transaction is pursuant to a 10b5-1 plan.
F3 Restricted stock units convert to Class A Common Stock on a one-for-one basis.
F4 On July 8, 2022, the reporting person was granted 4,092 restricted stock units, vesting in three equal installments beginning on the first anniversary of the merger on May 2, 2023.