Goncagul Icoren - 25 Oct 2023 Form 4 Insider Report for Energy Vault Holdings, Inc. (NRGV)

Role: Chief People Officer
Signature: /s/ Timothy Maloche, Attorney-in-Fact
Issuer symbol: NRGV
Transactions as of: 25 Oct 2023
Net transactions value: -$15,075
Form type: 4
Filing time: 27 Oct 2023, 16:02:48 UTC
Previous filing: 13 Oct 2023
Next filing: 13 Nov 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NRGV	Common Stock	Sale	$15,075	-7,500	-1.2%	$2.01	637,300	25 Oct 2023	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id	Content
F1	The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.