Tsz Ho Tony LAU - 01 Jun 2021 Form 4 Insider Report for Celsius Holdings, Inc. (CELH)

Role
Director
Signature
/s/ LAU Tsz Ho Tony
Issuer symbol
CELH
Transactions as of
01 Jun 2021
Net transactions value
+$588,545
Form type
4
Filing time
15 Jun 2021, 17:57:26 UTC
Next filing
15 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CELH Common Stock Tax liability $128,980 +34,579 +1117% $3.73* 37,676 01 Jun 2021 Direct F1
transaction CELH Common Stock Tax liability $285,140 +61,987 +165% $4.60* 99,663 01 Jun 2021 Direct F2
transaction CELH Common Stock Tax liability $164,761 +47,345 +48% $3.48* 147,008 01 Jun 2021 Direct F3
transaction CELH Common Stock Tax liability $9,664 +2,992 +2% $3.23* 150,000 01 Jun 2021 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CELH Stock Option (Right to Buy) Options Exercise $0 -36,666 -67% $0.000000 18,334 01 Jun 2021 Common Stock 36,666 $3.73 Direct
transaction CELH Stock Option (Right to Buy) Options Exercise $0 -66,666 -67% $0.000000 33,334 01 Jun 2021 Common Stock 66,666 $4.60 Direct
transaction CELH Stock Option (Right to Buy) Options Exercise $0 -50,000 -100% $0.000000* 0 01 Jun 2021 Common Stock 50,000 $3.48 Direct
transaction CELH Stock Option (Right to Buy) Options Exercise $0 -3,147 -5.7% $0.000000 51,853 01 Jun 2021 Common Stock 3,174 $3.23 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a cashless exercise of outstanding stock options to purchase 36,666 shares of common stock. The reporting person received 34,579 shares of common stock and surrendered 2,087 shares of common stock underlying the stock option underlying the stock option in payment of the exercise price.
F2 Represents a cashless exercise of outstanding stock options to purchase 66,666 shares of common stock. The reporting person received 61,987 shares of common stock and surrendered 4,679 shares of common stock underlying the stock option underlying the stock option in payment of the exercise price.
F3 Represents a cashless exercise of outstanding stock options to purchase 50,000 shares of common stock. The reporting person received 47,345 shares of common stock and surrendered 2,655 shares of common stock underlying the stock option underlying the stock option in payment of the exercise price.
F4 Represents a cashless exercise of outstanding stock options to purchase 3,147 shares of common stock. The reporting person received 2,992 shares of common stock and surrendered 155 shares of common stock underlying the stock option underlying the stock option in payment of the exercise price.