Gayle Oswald - 11 Oct 2024 Form 3 Insider Report for Innovative Eyewear Inc (LUCY)

Role: Co-Chief Financial Officer
Signature: /s/ Gayle Oswald
Issuer symbol: LUCY
Transactions as of: 11 Oct 2024
Net transactions value: $0
Form type: 3
Filing time: 25 Oct 2024, 09:59:55 UTC
SEC: View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	LUCY	Employee Stock Option representing right to buy common stock							11 Oct 2024	Common stock	4,500	$25.00	Direct	F1
holding	LUCY	Employee Stock Option representing right to buy common stock							11 Oct 2024	Common stock	2,500	$9.00	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The common stock options were issued to the Reporting Person on January 13, 2023 pursuant to the Company's 2021 Equity Incentive Plan. One-third of the options vested on January 13, 2023 (the date of the grant), one-third of the options vested on January 13, 2024, and one-third of the options will vest on January 13, 2025 subject to the Reporting Person's continued employment through such date.
F2	The common stock options were issued to the Reporting Person on December 18, 2023 pursuant to the Company's 2021 Equity Incentive Plan. One-third of the options vested on December 18, 2023 (the date of the grant), one-third of the options will vest on December 18, 2024, and one-third of the options will vest on December 18, 2025 subject to the Reporting Person's continued employment through such date.

Content

The common stock options were issued to the Reporting Person on January 13, 2023 pursuant to the Company's 2021 Equity Incentive Plan. One-third of the options vested on January 13, 2023 (the date of the grant), one-third of the options vested on January 13, 2024, and one-third of the options will vest on January 13, 2025 subject to the Reporting Person's continued employment through such date.

The common stock options were issued to the Reporting Person on December 18, 2023 pursuant to the Company's 2021 Equity Incentive Plan. One-third of the options vested on December 18, 2023 (the date of the grant), one-third of the options will vest on December 18, 2024, and one-third of the options will vest on December 18, 2025 subject to the Reporting Person's continued employment through such date.