Yu Cao - Feb 18, 2025 Form 3 Insider Report for FiEE, Inc. (MINM)

Role: Chief Financial Officer, 10%+ Owner
Signature: /s/ Yu Cao
Stock symbol: MINM
Transactions as of: Feb 18, 2025
Transactions value $: $0
Form type: 3
Date filed: 2/28/2025, 07:45 PM
Next filing: Apr 14, 2025
SEC: View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	MINM	Series A Convertible Preferred Stock							Feb 18, 2025	Common Stock	1.58M		Direct	F1
holding	MINM	Warrant							Feb 18, 2025	Common Stock	1.43M	$1.00	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The Reporting Person's Series A Convertible Preferred Stock are convertible into shares of common stock at a ratio of 1.4 shares of common stock for each share of Series A Convertible Preferred Stock, subject to a 19.99% beneficial ownership limitation. Series A Convertible Preferred Stock vote on matters of the Issuer on an as-converted basis, without regard to such beneficial ownership limitation. The right to convert does not expire.
F2	The warrant does not have an expiration date. The right of the Reporting Person to receive the underlying shares of common stock of the warrant is subject to a 19.99% beneficial ownership limitation.

Content

The Reporting Person's Series A Convertible Preferred Stock are convertible into shares of common stock at a ratio of 1.4 shares of common stock for each share of Series A Convertible Preferred Stock, subject to a 19.99% beneficial ownership limitation. Series A Convertible Preferred Stock vote on matters of the Issuer on an as-converted basis, without regard to such beneficial ownership limitation. The right to convert does not expire.

The warrant does not have an expiration date. The right of the Reporting Person to receive the underlying shares of common stock of the warrant is subject to a 19.99% beneficial ownership limitation.