Stephen Ketchum - Apr 9, 2025 Form 4 Insider Report for Sound Point Meridian Capital, Inc. (SPMC)

Role
Chairman, Director
Signature
/s/ Wendy Ruberti, as Attorney-In-Fact
Stock symbol
SPMC
Transactions as of
Apr 9, 2025
Transactions value $
$110,240
Form type
4
Date filed
4/11/2025, 04:29 PM
Previous filing
Nov 21, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPMC Common Stock, par value $0.001 per share Purchase $37K +2K +8.57% $18.48 25.3K Apr 9, 2025 Direct F1
transaction SPMC Common Stock, par value $0.001 per share Purchase $36.3K +2K +7.9% $18.15 27.3K Apr 10, 2025 Direct F2
transaction SPMC Common Stock, par value $0.001 per share Purchase $37K +2K +7.32% $18.49 29.3K Apr 11, 2025 Direct F3
holding SPMC Common Stock, par value $0.001 per share 50K Apr 9, 2025 By SPC Consolidator LLC F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $18.33 to $18.63. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission ("SEC"), Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (1) to this Form 4.
F2 The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $18.00 to $18.30. The Reporting Person hereby undertakes to provide, upon request, to the staff of the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (2) to this Form 4.
F3 The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $18.49 to $18.50. The Reporting Person hereby undertakes to provide, upon request, to the staff of the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (3) to this Form 4.
F4 Represents 50,001 shares held by SPC Consolidator LLC ("SPC"), of which the reporting person is the Managing Member. Accordingly, the reporting person may be deemed to have or share beneficial ownership of the shares held by SPC. The reporting person disclaims beneficial ownership of all of the securities that are or may be beneficially owned by SPC, or any of its affiliates except to the extent of his pecuniary interest therein.