Li Wai Chung - Apr 10, 2025 Form 4 Insider Report for FiEE, Inc. (MINM)

Role
Chief Executive Officer, 10%+ Owner
Signature
/s/ Li Wai Chung
Stock symbol
MINM
Transactions as of
Apr 10, 2025
Transactions value $
$0
Form type
4
Date filed
4/14/2025, 04:02 PM
Previous filing
Apr 14, 2025
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MINM Series A Convertible Preferred Stock Purchase +3.41K +1.41% 246K Apr 10, 2025 Common Stock 4.78K By Youxin Consulting Limited F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person's Series A Convertible Preferred Stock are convertible into shares of common stock at a ratio of 1.4 shares of common stock for each share of Series A Convertible Preferred Stock, subject to a 19.99% beneficial ownership limitation. Series A Convertible Preferred Stock vote on matters of the Issuer on an as-converted basis, without regard to such beneficial ownership limitation. The right to convert does not expire.
F2 The Series A Convertible Preferred Stock were transferred to the Reporting Person for no additional consideration beyond the consideration provided in that certain Amended and Restated Securities Purchase Agreement on February 18, 2025, by and among the Issuer, David Lazar, and certain purchasers thereto, including the Reporting Person.