Daniel S. Webb - Oct 1, 2025 Form 4 Insider Report for Aeries Technology, Inc. (AERT)

Role
CFO and CIO
Signature
/s/ Daniel S. Webb
Stock symbol
AERT
Transactions as of
Oct 1, 2025
Transactions value $
-$32,400
Form type
4
Date filed
10/3/2025, 09:30 PM
Previous filing
Sep 12, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Webb Daniel S. CFO and CIO C/O AERIES TECHNOLOGY, INC. 60 PAYA, LEBAR ROAD, #08-13 PAYA LEBAR SQUARE, SINGAPORE, SINGAPORE /s/ Daniel S. Webb 2025-10-03 0001858710

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AERT Class A Ordinary Shares Sale -$32.4K -50K -4.7% $0.65 1.01M Oct 1, 2025 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2025.
F2 The price in Column 4 is a weighted average price, rounded to three decimals. These shares were sold in multiple transactions at prices ranging from $0.6159 to $0.68285, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote.