Andrew D'Amico - Jan 21, 2025 Form 4 Insider Report for VICOR CORP (vicr)

Role
Director
Signature
/s/Quentin A. Fendelet. Attorney in fact for Andrew D'Amico
Stock symbol
vicr
Transactions as of
Jan 21, 2025
Transactions value $
-$213,470
Form type
4
Date filed
1/23/2025, 09:59 AM
Previous filing
Jan 7, 2025
Next filing
Feb 25, 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction vicr Common Stock Options Exercise $19.4K +1.2K $16.15 1.2K Jan 21, 2025 Direct
transaction vicr Common Stock Sale -$64.8K -1.2K -100% $54.00 0 Jan 21, 2025 Direct F1
transaction vicr Common Stock Options Exercise $16.2K +1K $16.15 1K Jan 21, 2025 Direct
transaction vicr Common Stock Sale -$56K -1K -100% $56.00 0 Jan 21, 2025 Direct F1
transaction vicr Common Stock Options Exercise $16.2K +1K $16.15 1K Jan 22, 2025 Direct
transaction vicr Common Stock Sale -$58K -1K -100% $58.00 0 Jan 22, 2025 Direct F1
transaction vicr Common Stock Options Exercise $16.2K +1K $16.15 1K Jan 22, 2025 Direct
transaction vicr Common Stock Sale -$60K -1K -100% $60.00 0 Jan 22, 2025 Direct F1
transaction vicr Common Stock Options Exercise $39.3K +1K $39.25 1K Jan 22, 2025 Direct
transaction vicr Common Stock Sale -$60K -1K -100% $60.00 0 Jan 22, 2025 Direct F1
transaction vicr Common Stock Options Exercise $39.3K +1K $39.25 1K Jan 22, 2025 Direct
transaction vicr Common Stock Sale -$61K -1K -100% $61.00 0 Jan 22, 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction vicr Non Qualified Stock Option Options Exercise $0 -2.2K -42.31% $0.00 3K Jan 21, 2025 Common Stock 2.2K $16.15 Direct F2
transaction vicr Non Qualified Stock Option Options Exercise $0 -2K -66.67% $0.00 1K Jan 22, 2025 Common Stock 2K $16.15 Direct F2
transaction vicr Non Qualified Stock Option Options Exercise $0 -2K -20% $0.00 8K Jan 22, 2025 Common Stock 2K $39.25 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2024.
F2 This stock option is exercisable in full.
F3 Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan on November 17, 2023 and vest over a five year period.