Thomas Chow - Feb 4, 2022 Form 4 Insider Report for PubMatic, Inc. (PUBM)

Role
General Counsel and Secretary
Signature
/s/ Thomas Chow
Stock symbol
PUBM
Transactions as of
Feb 4, 2022
Transactions value $
$0
Form type
4
Date filed
2/7/2022, 05:48 PM
Previous filing
Jan 4, 2022
Next filing
Mar 8, 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PUBM Restricted Stock Unit Award $0 +33K $0.00 33K Feb 4, 2022 Class A Common Stock 33K Direct F1, F2, F3
transaction PUBM Stock Option (Right to buy Class A Common Stock) Award $0 +21.4K $0.00 21.4K Feb 4, 2022 Class A Common Stock 21.4K $26.27 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.
F2 The RSUs vest as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F3 RSUs do not expire; they either vest or are canceled prior to the vesting date.
F4 The option vests as to 1/48 of the total shares on April 1, 2022, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.