9830 Macarthur, LLC - 31 Aug 2021 Form 4/A - Amendment Insider Report for Aterian, Inc. (ATER)

Role
10%+ Owner
Signature
Jelena Puzovic, for herself and as the Trustee of the Trust (for itself and as Manager of Macarthur)
Issuer symbol
ATER
Transactions as of
31 Aug 2021
Net transactions value
-$11,323,677
Form type
4/A - Amendment
Filing time
17 Sep 2021, 21:49:09 UTC
Date Of Original Report
17 Sep 2021
Previous filing
01 Sep 2021
Next filing
15 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATER Common Stock ($0.0001 par value) Expiration of short derivative position $11,323,677 -1,468,700 -31% $7.71* 3,246,701 17 Sep 2021 By: 9830 Macarthur, LLC F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4/A is to amend the earlier Form 4 submitted 9/17/2021. Shares were disposed not acquired. The Form 4 submitted earlier also has all the other footnotes regarding assignment of shares via a covered call strategy.