9830 Macarthur, LLC - Dec 31, 2021 Form 5 Insider Report for Aterian, Inc. (ATER)

Role
Less then 10% Owner
Signature
Jelena Puzovic, for herself and as the Trustee of the Trust( for itself and as Manager of MacArthur)
Stock symbol
ATER
Transactions as of
Dec 31, 2021
Transactions value $
-$7,106,629
Form type
5
Date filed
2/14/2022, 07:54 PM
Previous filing
Sep 15, 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATER Aterian, Inc Disposed to Issuer -$7.11M -1.11M -75.25% $6.43* 363K Dec 31, 2021 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

9830 Macarthur, LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 As of 9/17/2021 , 9830 MacArthur LLC was under 10 percent and no longer a beneficial owner. Shares were disposed of in various transactions from 9/21/2017 until 11/9/2021. In addition, new shares were purchased from 11/9/2021 thru 12/29/2021 at average price of 6.91.
F2 This Form 5 is for the end of year shares owned by 9830 MacArthur LLC.