| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| KAUFFMAN ROBERT I | Director | 105 S. MAPLE STREET, ITASCA | /s/ Tracey Derenzy, Power of Attorney | 2025-08-13 | 0001124462 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HGTY | Class A Common Stock | Sale | -$13M | -1.46M | -45.8% | $8.92 | 1.72M | Aug 11, 2025 | By Aldel LLC | F1, F2, F3 |
| transaction | HGTY | Class A Common Stock | Sale | -$1.95M | -218K | -12.68% | $8.92 | 1.5M | Aug 13, 2025 | By Aldel LLC | F2, F3, F4 |
| holding | HGTY | Class A Common Stock | 67.3K | Aug 11, 2025 | Direct |
| Id | Content |
|---|---|
| F1 | The shares covered herein were disposed of pursuant to a registered secondary offering (the "Offering") contemplated by the prospectus included in the Issuer's registration statement on Form S-3, as originally filed on Form S-1 (File No. 333-261810). |
| F2 | The price of $8.9197 represents the $9.34 secondary public offering price per share, less the underwriting discounts and commissions of $0.4203 per share, for shares sold in connection with the Offering. |
| F3 | Held by Aldel LLC. The Reporting Person is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| F4 | The shares covered herein were disposed of in connection with the exercise in full of the option to purchase additional shares granted to the underwriters pursuant to the underwriting agreement for the Offering. |