GO EK Ventures IV, LLC - Apr 1, 2025 Form 4 Insider Report for EASTMAN KODAK CO (KODK)

Role
10%+ Owner
Signature
B. Thomas Golisano
Stock symbol
KODK
Transactions as of
Apr 1, 2025
Transactions value $
$0
Form type
4
Date filed
4/3/2025, 09:45 AM
Previous filing
Jan 3, 2025
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KODK 5.00% Cumulative Series C Convertible Preferred Stock Other $0 +15.1K +1.25% $0.00 1.23M Apr 1, 2025 Common Stock 151K $10.00 Direct F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The initial conversion price is subject to certain customary anti-dilution adjustments and to proportional increase in the event the liquidation preference of the Series C Convertible Preferred Stock is increased.
F2 The reporting person received 15,142 shares of 5.00% Cumulative Series C Convertible Preferred Stock as a payment-in-kind dividend on the aggregate shares of Series C Preferred Stock owned at the close of business on the record date of April 1, 2025, and payable on April 15, 2025.
F3 The 5.00% Cumulative Series C Convertible Preferred Stock is convertible into Common Stock at any time on a ten-for-one basis and has no expiration date.
F4 Owned directly by GO EK Ventures IV, LLC and indirectly by its sole member, B. Thomas Golisano.