John W. Gibson Jr - Oct 9, 2024 Form 4 Insider Report for Nauticus Robotics, Inc. (KITT)

Role: Interim CEO, Director
Signature: /s/ John Symington, Attorney in Fact
Stock symbol: KITT
Transactions as of: Oct 9, 2024
Transactions value $: $52,999
Form type: 4
Date filed: 11/27/2024, 08:14 PM
Previous filing: Mar 15, 2024
Next filing: Jan 7, 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	KITT	Common Stock	Options Exercise	$0	+3.23K	+18.89%	$0.00	20.3K	Oct 9, 2024	Direct	F1
transaction	KITT	Common Stock	Sale	-$973	-766	-3.77%	$1.27	19.6K	Oct 9, 2024	Direct	F1, F2
transaction	KITT	Common Stock	Purchase	$54K	+52.2K	+266.71%	$1.03	71.7K	Nov 26, 2024	Direct	F1

Showing 1 to 3 of 3 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	KITT	Restricted Stock Units	Options Exercise	$0	-3.23K	-3.68%	$0.00	84.4K	Oct 9, 2024	Common Stock	3.23K		Direct	F1, F3, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Holdings reflect 1-for-36 reverse stock split on July 18, 2024.
F2	Sell-Cover; cash proceeds delivered to the issuer to satisfy tax withholding upon vesting.
F3	Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock.
F4	RSU's vested on October 9, 2024.