Robert McNamara - 02 Jun 2023 Form 4 Insider Report for Alpha Teknova, Inc. (TKNO)

Role
Director
Signature
By: Damon A. Terrill For: Robert Edward McNamara
Issuer symbol
TKNO
Transactions as of
02 Jun 2023
Transactions value $
$0
Form type
4
Filing time
06 Feb 2024, 16:38:23 UTC
Previous filing
04 Apr 2023
Next filing
08 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TKNO Common Stock Award $0 +18,815 +201% $0.000000 28,172 02 Jun 2023 Direct F1
transaction TKNO Common Stock Disposed to Issuer $0 -18,815 -66.8% $0.000000 9,357 31 Aug 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TKNO Non-Qualified Stock Option (right to buy) Disposed to Issuer $0 -12,292 -27.8% $0.000000 31,959 31 Aug 2023 Common Stock 12,292 $16.00 Direct F3, F4
transaction TKNO Non-Qualified Stock Option (right to buy) Disposed to Issuer $0 -31,959 -100% $0.000000* 0 30 Nov 2023 Common Stock 31,959 $16.00 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock units granted on June 2, 2023. Shares subject to the award vest on the first anniversary of the grant date.
F2 Reflects the forfeiture of 18,815 restricted stock units in connection with the Reporting Person's resignation from the Board of Directors of Alpha Teknova, Inc., effective August 31, 2023.
F3 Forfeiture of unvested stock options upon the effective date of the Reporting Person's resignation from the Board of Directors.
F4 On June 24, 2021, the Reporting Person was granted 44,251 stock options. 1/3rd of the original number of shares subject to the option shall vest on the first anniversary of the grant date and the remaining shares subject to the option shall vest in equal monthly installments thereafter over 24 months.
F5 Forfeiture of vested stock options after the expiration of the three-month exercise period following the effective date of the Reporting Person's resignation from the Board of Directors.