Mahesh Karanth - 25 Oct 2021 Form 4 Insider Report for Rockley Photonics Holdings Ltd (RKLY)

Role
Chief Financial Officer
Signature
/s/ Tom Adams, Attorney-in-fact for Mahesh Karanth
Issuer symbol
RKLY
Transactions as of
25 Oct 2021
Net transactions value
+$1,000,002
Form type
4
Filing time
27 Oct 2021, 16:53:05 UTC
Previous filing
11 Aug 2021
Next filing
08 Jul 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RKLY Restricted Stock Unit Award $1,000,002 +141,443 $7.07* 141,443 25 Oct 2021 Ordinary Share 141,443 $0.000000 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The RSU award will vest on the quarterly anniversary of the vesting start date (August 11, 2021) over four years (subject to continued service), with 6.25% of the award first vesting on November 11, 2021.