Amit Nagra - 27 Jan 2022 Form 4 Insider Report for Rockley Photonics Holdings Ltd (RKLY)

Signature
/s/ Tom Adams, Attorney-in-fact for Amit Nagra
Issuer symbol
RKLY
Transactions as of
27 Jan 2022
Net transactions value
+$241,155
Form type
4
Filing time
31 Jan 2022, 16:00:05 UTC
Previous filing
15 Dec 2021
Next filing
17 Mar 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RKLY Ordinary Share Options Exercise $241,155 +450,000 +1353% $0.5359* 483,263 27 Jan 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RKLY Stock Option (right to buy) Options Exercise $0 -450,000 -26% $0.000000 1,287,779 27 Jan 2022 Ordinary Share 450,000 $0.5359 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock options were exercised in a cash transaction by the Reporting Person, they were granted under the Company's 2013 Equity Incentive Plan and were fully vested.