Caroline Brown - 16 May 2022 Form 4 Insider Report for Rockley Photonics Holdings Ltd (RKLY)

Role
Director
Signature
/s/ Tom Adams, Attorney-in-fact for Caroline Brown
Issuer symbol
RKLY
Transactions as of
16 May 2022
Net transactions value
$0
Form type
4
Filing time
08 Jun 2022, 18:31:33 UTC
Previous filing
20 Oct 2021
Next filing
30 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RKLY Ordinary Share Options Exercise $0 +7,333 $0.000000 7,333 16 May 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RKLY Restricted Stock Unit Options Exercise $0 -7,333 -33% $0.000000 14,667 16 May 2022 Ordinary Share 7,333 $0.000000 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit converted into one Ordinary Share effective 5/16/2022