Faith A. Schwartz - 28 Dec 2021 Form 4 Insider Report for REDWOOD TRUST INC (RWT)

Role
Director
Signature
Attorney-In-Fact: /s/ Andrew P. Stone
Issuer symbol
RWT
Transactions as of
28 Dec 2021
Net transactions value
$0
Form type
4
Filing time
28 Dec 2021, 16:38:02 UTC
Previous filing
01 Oct 2021
Next filing
26 May 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RWT Deferred Stock Units Award $0 +2,170 $0.000000 2,170 28 Dec 2021 Common Stock 2,170 $13.25 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.
F2 100% vested at grant.
F3 No expiration date is applicable to deferred stock units.