larsh Johnson - Apr 6, 2022 Form 4 Insider Report for STEM, INC. (STEM)

Role
Chief Technology Officer
Signature
/s/ William Bush, Attorney-in-Fact
Stock symbol
STEM
Transactions as of
Apr 6, 2022
Transactions value $
$65,507
Form type
4
Date filed
4/11/2022, 05:10 PM
Previous filing
Mar 3, 2022
Next filing
May 2, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STEM Common Stock, Par Value $0.0001 Per Share Options Exercise $65.5K +39.2K +26.02% $1.67 190K Apr 6, 2022 Direct
holding STEM Common Stock, Par Value $0.0001 Per Share 41.7K Apr 6, 2022 By Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STEM Stock Option (Right to Buy) Options Exercise $0 -39.2K -16.11% $0.00 204K Apr 6, 2022 Common Stock, Par Value $0.0001 Per Share 39.2K $1.67 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held by trust for which the reporting person is a trustee.