larsh Johnson - 06 Apr 2022 Form 4 Insider Report for STEM, INC. (STEM)

Role: Chief Technology Officer
Signature: /s/ William Bush, Attorney-in-Fact
Issuer symbol: STEM
Transactions as of: 06 Apr 2022
Transactions value $: $65,507
Form type: 4
Filing time: 11 Apr 2022, 17:10:41 UTC
Previous filing: 03 Mar 2022
Next filing: 02 May 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	STEM	Common Stock, Par Value $0.0001 Per Share	Options Exercise	$65,507	+39,226	+26.02%	$1.67	189,984	06 Apr 2022	Direct
holding	STEM	Common Stock, Par Value $0.0001 Per Share						41,698	06 Apr 2022	By Trust	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	STEM	Stock Option (Right to Buy)	Options Exercise	$0	-39,226	-16.11%	$0	204,286	06 Apr 2022	Common Stock, Par Value $0.0001 Per Share	39,226	$1.67	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares held by trust for which the reporting person is a trustee.