Darshak Sanghavi - 13 Mar 2023 Form 4 Insider Report for Babylon Holdings Ltd (BBLN)

Role
Chief Medical Officer
Signature
/s/ Darshak Sanghavi
Issuer symbol
BBLN
Transactions as of
13 Mar 2023
Net transactions value
-$105,356
Form type
4
Filing time
16 Mar 2023, 17:13:59 UTC
Previous filing
10 Jan 2023
Next filing
20 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BBLN Class A ordinary shares Options Exercise +628 +1.2% 53,662 13 Mar 2023 Direct F1
transaction BBLN Class A ordinary shares Tax liability $29,314 -3,465 -6.5% $8.46* 50,197 13 Mar 2023 Direct F2
transaction BBLN Class A ordinary shares Tax liability $1,844 -218 -0.43% $8.46* 49,979 13 Mar 2023 Direct F2
transaction BBLN Class A ordinary shares Sale $22,440 -2,640 -5.3% $8.50* 47,339 13 Mar 2023 Direct F3, F4
transaction BBLN Class A ordinary shares Sale $28,671 -3,743 -7.9% $7.66* 43,596 14 Mar 2023 Direct F3, F5
transaction BBLN Class A ordinary shares Sale $23,086 -3,202 -7.3% $7.21* 40,394 15 Mar 2023 Direct F3, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BBLN Restricted share units Options Exercise $0 -628 -10% $0.000000 5,659 13 Mar 2023 Class A ordinary shares 628 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Class A ordinary shares reported were issued upon settlement of the restricted share units ("RSUs"), each representing a contingent right to receive one Class A ordinary share.
F2 Exempt transaction pursuant to Rule 16b-3(e) payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.
F3 The Class A ordinary shares were awarded under the Babylon Holdings Limited 2021 Equity Incentive Plan. The disposition of the Class A ordinary shares is made pursuant to a discretionary transaction that is exempt from Section 16(b) pursuant to Rule 16b-3(d)(3).
F4 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $8.41 to $8.58. Full information regarding the number of shares sold at each separate price can be provided to the Issuer, any security holder of the Issuer or the SEC staff upon request.
F5 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.55 to $7.96. Full information regarding the number of shares sold at each separate price can be provided to the Issuer, any security holder of the Issuer or the SEC staff upon request.
F6 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.00 to $7.39. Full information regarding the number of shares sold at each separate price can be provided to the Issuer, any security holder of the Issuer or the SEC staff upon request.
F7 The RSUs were awarded under the Babylon Holdings Limited 2021 Equity Incentive Plan and vest in equal quarterly installments beginning February 10, 2023. Vested RSUs will be settled in shares or cash as soon as administratively practicable after vesting, but in no event more than 60 days after the RSUs' vesting date.