| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Boersma Travis | Executive Chairman of Board, Director, 10%+ Owner | C/O DUTCH BROS INC., PO BOX 1929, GRANTS PASS | /s/ Thomas P. Conaghan, Attorney-in-Fact for Travis Boersma | 21 May 2025 | 0001883154 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | BROS | Class A Common Stock | Sale | $16,549,473 | -244,931 | -5.3% | $67.57 | 4,375,037 | 20 May 2025 | By DM Trust Aggregator, LLC | F1, F2, F3 |
| transaction | BROS | Class A Common Stock | Sale | $20,306,701 | -295,454 | -6.8% | $68.73 | 4,079,583 | 20 May 2025 | By DM Trust Aggregator, LLC | F1, F3, F4 |
| transaction | BROS | Class A Common Stock | Sale | $331,072 | -4,756 | -0.12% | $69.61 | 4,074,827 | 20 May 2025 | By DM Trust Aggregator, LLC | F1, F3, F5 |
| transaction | BROS | Class A Common Stock | Sale | $322,905 | -4,532 | -0.11% | $71.25 | 4,070,295 | 20 May 2025 | By DM Trust Aggregator, LLC | F1, F3 |
| transaction | BROS | Class A Common Stock | Sale | $33,536,270 | -466,406 | -16% | $71.90 | 2,439,053 | 19 May 2025 | By DM Individual Aggregator, LLC | F3, F6, F7 |
| transaction | BROS | Class A Common Stock | Sale | $4,743,347 | -65,120 | -2.7% | $72.84 | 2,373,933 | 19 May 2025 | By DM Individual Aggregator, LLC | F3, F6, F8 |
| transaction | BROS | Class A Common Stock | Sale | $4,676,442 | -69,211 | -2.9% | $67.57 | 2,304,722 | 20 May 2025 | By DM Individual Aggregator, LLC | F2, F3, F6 |
| transaction | BROS | Class A Common Stock | Sale | $5,738,103 | -83,487 | -3.6% | $68.73 | 2,221,235 | 20 May 2025 | By DM Individual Aggregator, LLC | F3, F4, F6 |
| transaction | BROS | Class A Common Stock | Sale | $93,558 | -1,344 | -0.06% | $69.61 | 2,219,891 | 20 May 2025 | By DM Individual Aggregator, LLC | F3, F5, F6 |
| transaction | BROS | Class A Common Stock | Sale | $91,200 | -1,280 | -0.06% | $71.25 | 2,218,611 | 20 May 2025 | By DM Individual Aggregator, LLC | F3, F6 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | As indicated by the checkbox above, this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by DM Trust Aggregator, LLC on November 22, 2024. |
| F2 | Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $67.1500 to $68.1400 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| F3 | The Reporting Person is the manager of DM Trust Aggregator, LLC and DM Individual Aggregator, LLC (the "DM Trusts"). Multiple members hold ownership interests in the DM Trusts, including the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, if any, and the inclusion of the reported securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose. |
| F4 | Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $68.1500 to $69.1300 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| F5 | Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $69.1800 to $70.0950 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| F6 | As indicated by the checkbox above, this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by DM Individual Aggregator, LLC on November 22, 2024. |
| F7 | Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $71.4100 to $72.3800 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| F8 | Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $72.4300 to $73.2300 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |