John C. Duffy - Feb 3, 2025 Form 3 Insider Report for OLAPLEX HOLDINGS, INC. (OLPX)

Role
General Counsel
Signature
/s/ John C. Duffy
Stock symbol
OLPX
Transactions as of
Feb 3, 2025
Transactions value $
$0
Form type
3
Date filed
2/10/2025, 04:13 PM
Next filing
Mar 10, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding OLPX Common Stock 384K Feb 3, 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding OLPX Option (Right to Buy) Feb 3, 2025 Common Stock 85K $14.95 Direct F2
holding OLPX Option (Right to Buy) Feb 3, 2025 Common Stock 85K $5.41 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 15,045 shares of common stock, par value $0.001 per share ("Common Stock"), of the Issuer and 368,598 restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the conditional right to receive one share of Common Stock of the Issuer. 84,507 RSUs will vest in three equal installments on each of April 13, 2025, April 13, 2026, and April 13, 2027, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date. 284,091 RSUs will vest in four equal installments on each of March 6, 2025, March 6, 2026, March 6, 2027, and March 6, 2028, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.
F2 This option is vested as to 50% of the underlying shares of Common Stock of the Issuer and vests as to the remaining 50% in two equal installments on each of April 11, 2025 and April 11, 2026, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.
F3 This option is vested as to 50% of the underlying shares of Common Stock of the Issuer and vests as to the remaining 50% in two equal installments on each of November 23, 2025 and November 23, 2026, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

Remarks:

Exhibit 24.1 - Power of Attorney.