Karen Alexander - Feb 19, 2025 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)

Role
Chief Financial Officer
Signature
/s/ Marc D'Annunzio Attorney-in-Fact for Karen Alexander
Stock symbol
BKKT
Transactions as of
Feb 19, 2025
Transactions value $
-$18,164
Form type
4
Date filed
2/21/2025, 05:12 PM
Previous filing
Feb 18, 2025
Next filing
Apr 15, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BKKT Class A Common Stock Tax liability -$3.1K -209 -0.5% $14.84 41.4K Feb 19, 2025 Direct F1, F2
transaction BKKT Class A Common Stock Tax liability -$15.1K -1.02K -2.45% $14.84 40.4K Feb 19, 2025 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 In connection with the vesting of performance stock units ("PSUs") on February 13, 2025, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on February 13, 2025.
F2 Includes 33,758 shares of Class A Common Stock subject to restricted stock units ("RSUs") and PSUs that remain subject to vesting.
F3 In connection with the vesting of RSUs on February 13, 2025, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on February 13, 2025.
F4 Includes 30,897 shares of Class A Common Stock subject to RSUs and PSUs that remain subject to vesting.