Muthusamy Shanmugam - 09 May 2025 Form 4 Insider Report for ANI PHARMACEUTICALS INC (ANIP)

Signature
/s/ Muthusamy Shanmugam, by attorney-in-fact Meredith W. Cook
Issuer symbol
ANIP
Transactions as of
09 May 2025
Transactions value $
-$53,781
Form type
4
Filing time
13 May 2025, 16:21:52 UTC
Previous filing
18 Feb 2025
Next filing
18 Aug 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Shanmugam Muthusamy HEAD OF R&D, COO-NOVITIUM OPS, Director C/O ANI PHARMACEUTICALS, INC., 210 MAIN STREET WEST, BAUDETTE /s/ Muthusamy Shanmugam, by attorney-in-fact Meredith W. Cook 13 May 2025 0001870913

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ANIP Common Stock Sale -$53.8K -700 -0.11% $76.83 632K 09 May 2025 Held by Esjay LLC F1, F2, F3
holding ANIP Common Stock 92.6K 09 May 2025 Direct
holding ANIP Common Stock 5K 09 May 2025 Held by SS Pharma LLC F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.
F2 The shares were sold in multiple trades at prices ranging from $76.11 to $76.95. The price reported above reflects the weighted average sales price.
F3 The reporting person holds voting and dispositive power over the shares held by Esjay LLC.
F4 The reporting person holds voting and dispositive power over the shares held by SS Pharma LLC.