Name | Relationship | Address | Signature | Signature date | CIK |
---|---|---|---|---|---|
Bhatt Baiju | Director | C/O ROBINHOOD MARKETS, INC., 85 WILLOW ROAD, MENLO PARK | /s/ Matthew Yorkavich, attorney-in-fact for Baiju Bhatt | 2025-08-13 | 0001870914 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | HOOD | Class A Common Stock | Conversion of derivative security | +952K | 952K | Aug 11, 2025 | By Living Trust | F1 | |||
transaction | HOOD | Class A Common Stock | Gift | $0 | -952K | -100% | $0.00 | 0 | Aug 11, 2025 | By Living Trust | F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | HOOD | Class B Common Stock | Conversion of derivative security | $0 | -952K | -1.86% | $0.00 | 50.3M | Aug 11, 2025 | Class A Common Stock | 952K | By Living Trust | F1 |
Id | Content |
---|---|
F1 | As part of the transactions effected on August 11, 2025, the Baiju Prafulkumar Bhatt Living Trust, dated 11/30/2017 ("Living Trust") donated an aggregate of 951,792 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the donation. |
F2 | Represents a bona fide gift of 951,792 shares from the Living Trust to a donor advised fund. |