| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Warnick Jason | Chief Financial Officer | C/O ROBINHOOD MARKETS, INC., 85 WILLOW ROAD, MENLO PARK | /s/ Matthew Yorkavich, attorney-in-fact for Jason Warnick | 03 Dec 2025 | 0001871212 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HOOD | Class A Common Stock | Options Exercise | +112K | +25.01% | 561K | 01 Dec 2025 | Direct | F1, F2 | ||
| transaction | HOOD | Class A Common Stock | Tax liability | -$5.83M | -45.4K | -8.08% | $128.49 | 516K | 01 Dec 2025 | Direct | F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HOOD | Restricted Stock Units | Options Exercise | $0 | -24.1K | -50% | $0.00 | 24.1K | 01 Dec 2025 | Class A Common Stock | 24.1K | Direct | F1, F4 | |
| transaction | HOOD | Restricted Stock Units | Options Exercise | $0 | -49K | -16.67% | $0.00 | 245K | 01 Dec 2025 | Class A Common Stock | 49K | Direct | F1, F5 | |
| transaction | HOOD | Restricted Stock Units | Options Exercise | $0 | -22.7K | -10% | $0.00 | 205K | 01 Dec 2025 | Class A Common Stock | 22.7K | Direct | F1, F6 | |
| transaction | HOOD | Restricted Stock Units | Options Exercise | $0 | -16.5K | -7.14% | $0.00 | 214K | 01 Dec 2025 | Class A Common Stock | 16.5K | Direct | F1, F7 |
| Id | Content |
|---|---|
| F1 | Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. |
| F2 | Reflects the acquisition of 391 shares in November 2025 under the Robinhood Markets, Inc. ("Robinhood") 2021 Employee Share Purchase Plan. |
| F3 | Represents shares withheld by Robinhood to satisfy tax withholding obligations in connection with the vesting and settlement of 112,333 RSUs and does not represent a sale by the Reporting Person. |
| F4 | On March 24, 2022, the Reporting Person was granted 385,802 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. |
| F5 | On March 22, 2023, the Reporting Person was granted 783,785 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. |
| F6 | On March 20, 2024, the Reporting Person was granted 363,686 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. |
| F7 | On March 20, 2025, the Reporting Person was granted 263,954 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2025, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. |