Amit Nagra - 11 Nov 2021 Form 4/A - Amendment Insider Report for Rockley Photonics Holdings Ltd (RKLY)

Role
Chief Operating Officer
Signature
/s/ Tom Adams, Attorney-in-fact for Amit Nagra
Issuer symbol
RKLY
Transactions as of
11 Nov 2021
Net transactions value
-$34,066
Form type
4/A - Amendment
Filing time
08 Jul 2022, 21:06:21 UTC
Date Of Original Report
17 Mar 2022
Previous filing
27 Oct 2021
Next filing
15 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RKLY Ordinary Share Options Exercise $0 +6,630 +1.4% $0.000000 489,893 11 Nov 2021 Direct F1
transaction RKLY Ordinary Share Tax liability $10,511 -2,716 -0.55% $3.87* 487,177 11 Nov 2021 Direct F1
transaction RKLY Ordinary Share Options Exercise $0 +2,317 +0.48% $0.000000 489,494 11 Nov 2021 Direct F1
transaction RKLY Ordinary Share Tax liability $3,673 -949 -0.19% $3.87* 488,545 11 Nov 2021 Direct F1
transaction RKLY Ordinary Share Options Exercise $0 +6,630 +1.4% $0.000000 495,175 11 Feb 2022 Direct F2
transaction RKLY Ordinary Share Tax liability $15,206 -3,899 -0.79% $3.90* 491,276 11 Feb 2022 Direct F2
transaction RKLY Ordinary Share Options Exercise $0 +2,317 +0.47% $0.000000 493,593 11 Feb 2022 Direct F2
transaction RKLY Ordinary Share Tax liability $4,676 -1,199 -0.24% $3.90* 492,394 11 Feb 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RKLY Restricted Stock Unit Options Exercise $0 -6,630 -6.2% $0.000000 99,452 11 Nov 2021 Ordinary Share 6,630 $0.000000 Direct F1
transaction RKLY Restricted Stock Unit Options Exercise $0 -2,317 -6.2% $0.000000 34,758 11 Nov 2021 Ordinary Share 2,317 Direct F1
transaction RKLY Restricted Stock Unit Options Exercise $0 -6,630 -6.7% $0.000000 92,822 11 Feb 2022 Ordinary Share 6,630 $0.000000 Direct F2
transaction RKLY Restricted Stock Unit Options Exercise $0 -2,317 -6.7% $0.000000 32,441 11 Feb 2022 Ordinary Share 2,317 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Amit Nagra is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit vested and converted into the right to receive one Ordinary Share effective 11/11/2021; however, the transaction was not executed by the plan administrator until 1/10/2022.
F2 Each Restricted Stock Unit vested and converted into the right to receive one Ordinary Share effective 2/11/2022; however, the transaction was not executed by the plan administrator until 3/15/2022.