Michael P. Watts - 10 Feb 2022 Form 4 Insider Report for Sonendo, Inc. (SONX)

Role
Chief Financial Officer
Signature
/s/ Jacqueline Collins, Attorney-in-Fact for Michael P. Watts
Issuer symbol
SONX
Transactions as of
10 Feb 2022
Net transactions value
+$40,200
Form type
4
Filing time
14 Feb 2022, 16:31:19 UTC
Previous filing
02 Nov 2021
Next filing
29 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SONX Common Stock Options Exercise $40,200 +10,000 +20% $4.02* 60,400 10 Feb 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SONX Stock Option (Right to Buy) Options Exercise $0 -10,000 -10% $0.000000 89,625 10 Feb 2022 Common Stock 10,000 $4.02 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option vested in four equal annual installments beginning November 6, 2017.