Kristen K. Buck - Jan 9, 2025 Form 4 Insider Report for LISATA THERAPEUTICS, INC. (LSTA)

Role
EVP, R&D and CMO
Signature
James Nisco, Attorney-in-Fact for Kristen K. Buck
Stock symbol
LSTA
Transactions as of
Jan 9, 2025
Transactions value $
-$29,904
Form type
4
Date filed
1/13/2025, 04:09 PM
Previous filing
Oct 2, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LSTA Common Stock Award $0 +25K +39.89% $0.00 87.7K Jan 9, 2025 Direct F1, F2
transaction LSTA Common Stock Tax liability -$10.1K -2.65K -3.02% $3.80 85K Jan 9, 2025 Direct F2, F3
transaction LSTA Common Stock Tax liability -$10.9K -2.86K -3.37% $3.80 82.2K Jan 9, 2025 Direct F2, F3
transaction LSTA Common Stock Tax liability -$7.25K -1.91K -2.32% $3.80 80.3K Jan 9, 2025 Direct F2, F3
transaction LSTA Common Stock Tax liability -$1.7K -456 -0.57% $3.73 79.8K Jan 10, 2025 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LSTA Stock Option (Right to Buy) Award $0 +13K $0.00 13K Jan 9, 2025 Common Stock 13K $3.80 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 25,000 restricted stock awards granted under the Issuer's 2018 Equity Incentive Compensation Plan. The restricted stock awards vest in four equal installments, with one-fourth of the shares vesting on the date of grant and an additional one-fourth vesting on each of the first, second and third annual anniversaries of the grant date.
F2 Includes 37,825 unvested restricted stock.
F3 Shares withheld as payment of a tax liability on vesting of restricted stock.
F4 Includes 36,750 unvested restricted stock.
F5 One-fourth of the shares underlying the stock options vest immediately on the grant date, with an additional one-fourth vesting on each of the first, second and third anniversaries of the grant date.