Dan Petrozzo - 13 Jun 2024 Form 4 Insider Report for Pagaya Technologies Ltd. (PGY)

Role
Director
Signature
/s/ Natalie Wilmore, Attorney-in-Fact
Issuer symbol
PGY
Transactions as of
13 Jun 2024
Transactions value $
$0
Form type
4
Filing time
17 Sep 2024, 16:05:17 UTC
Previous filing
26 Apr 2024
Next filing
02 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PGY Class A Ordinary Share Award $0 +2,828 +3.8% $0 76,934 13 Jun 2024 Direct
transaction PGY Class A Ordinary Share Award $0 +2,828 +3.7% $0 79,762 13 Sep 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PGY Restricted Stock Unit Award $0 -2,828 -50% $0 2,828 13 Jun 2024 Class A Ordinary Share 2,828 $0 Direct F1
transaction PGY Restricted Stock Unit Award $0 -2,828 -100% $0 0 13 Sep 2024 Class A Ordinary Share 2,828 $0 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1/4th of the total 11,312 restricted stock units initially subject to this award vested on December 13, 2023, and 1/4th of the total units initially subject to this award vested every three months thereafter.

Remarks:

Ex. 24 - Power of Attorney.