SANJIV DAS - 01 Oct 2024 Form 4 Insider Report for Pagaya Technologies Ltd. (PGY)

Role
President
Signature
/s/ Natalie Wilmore, Attorney-in-Fact
Issuer symbol
PGY
Transactions as of
01 Oct 2024
Transactions value $
-$79,418
Form type
4
Filing time
03 Oct 2024, 16:03:18 UTC
Previous filing
16 May 2024
Next filing
17 Oct 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PGY Class A Ordinary Share Award $0 +17.1K +39.25% $0.00 60.6K 01 Oct 2024 Direct
transaction PGY Class A Ordinary Share Sale -$79.4K -8.02K -13.24% $9.90 52.6K 02 Oct 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PGY Restricted Stock Unit Award $0 -17.1K -25% $0.00 51.2K 01 Oct 2024 Class A Ordinary Share 17.1K $0.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award.
F2 1/4th of the total 68,306 RSUs initially subject to this award vested on October 1, 2024, 1/4th will vest on January 1, 2025 and the remaining RSUs shall vest over the following four quarters in four equal installments.

Remarks:

Exhibit 24 - Power of Attorney.