Evangelos Perros - 01 Oct 2024 Form 4 Insider Report for Pagaya Technologies Ltd. (PGY)

Role: Chief Financial Officer
Signature: /s/ Natalie Wilmore, Attorney-in-Fact
Issuer symbol: PGY
Transactions as of: 01 Oct 2024
Transactions value $: $-23,126
Form type: 4
Filing time: 03 Oct 2024, 16:05:05 UTC
Previous filing: 21 Aug 2024
Next filing: 03 Jan 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PGY	Class A Ordinary Share	Award	$0	+4,167	+17.5%	$0.000000	27,958	01 Oct 2024	Direct
transaction	PGY	Class A Ordinary Share	Sale	$-23,126	-2,336	-8.36%	$9.90	25,622	02 Oct 2024	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	PGY	Restricted Stock Unit	Award	$0	-4,167	-50%	$0.000000	4,166	01 Oct 2024	Class A Ordinary Share	4,167	$0.000000	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award.
F2	1/4th of the total 33,333 restricted stock units initially subject to this award vested on April 1, 2023, 1/4th of the total units initially subject to this award vested on January 1, 2024 and the reminder of the award vests in 4 equal installments every three months for the 12 months thereafter.