Sanjiv Das - Jan 16, 2025 Form 4 Insider Report for Pagaya Technologies Ltd. (PGY)

Role
President
Signature
/s/ Natalie Wilmore, Attorney-in-Fact
Stock symbol
PGY
Transactions as of
Jan 16, 2025
Transactions value $
-$64,446
Form type
4
Date filed
1/21/2025, 04:32 PM
Previous filing
Jan 3, 2025
Next filing
Mar 13, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PGY Class A Ordinary Share Award $0 +22.9K +30.34% $0.00 98.4K Jan 16, 2025 Direct
transaction PGY Class A Ordinary Share Sale -$64.4K -7.28K -7.4% $8.85 91.2K Jan 17, 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PGY Restricted Stock Unit Options Exercise $0 -22.9K -25% $0.00 68.7K Jan 16, 2025 Class A Ordinary Share 22.9K $0.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award.
F2 1/4th of the total 183,333 RSUs initially subject to this award vested on April 16, 2024, and the remaining RSUs vest thereafter in 6 equal quarterly installments beginning on July 16, 2024.