Andrew A. Main - Mar 27, 2025 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)

Role
Co-CEO & President, Director
Signature
/s/ Marc D'Annunzio Attorney-in-Fact for Andrew A. Main
Stock symbol
BKKT
Transactions as of
Mar 27, 2025
Transactions value $
-$559,548
Form type
4
Date filed
3/31/2025, 05:55 PM
Previous filing
Feb 18, 2025
Next filing
Apr 15, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BKKT Class A Common Stock Tax liability -$560K -51.1K -11.64% $10.94 388K Mar 27, 2025 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 In connection with the vesting of restricted stock units ("RSUs") on March 26, 2025, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on March 26, 2025.
F2 Includes 280,479 shares of Class A Common Stock subject to RSUs and performance stock units awards that remain subject to vesting.