JAMES H. THOMPSON - 01 Oct 2022 Form 4 Insider Report for QUALCOMM INC/DE (QCOM)

Role
Chief Technology Officer
Signature
By: Jon Russo, Attorney-in-Fact For: James H. Thompson
Issuer symbol
QCOM
Transactions as of
01 Oct 2022
Transactions value $
-$2,047,424
Form type
4
Filing time
04 Oct 2022, 16:30:07 UTC
Previous filing
13 Dec 2021
Next filing
07 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QCOM Common Stock Options Exercise $0 +19.3K +9.77% $0.00 217K 01 Oct 2022 Direct F1
transaction QCOM Common Stock Tax liability -$884K -7.82K -3.6% $112.98 210K 01 Oct 2022 Direct
transaction QCOM Common Stock Options Exercise $0 +11.3K +5.39% $0.00 221K 01 Oct 2022 Direct
transaction QCOM Common Stock Tax liability -$603K -5.33K -2.42% $112.98 216K 01 Oct 2022 Direct
transaction QCOM Common Stock Options Exercise $0 +9.15K +4.24% $0.00 225K 01 Oct 2022 Direct
transaction QCOM Common Stock Tax liability -$561K -4.96K -2.21% $112.98 220K 01 Oct 2022 Direct
holding QCOM Common Stock 4.54K 01 Oct 2022 Childrens' Trust F2
holding QCOM Common Stock 45.5K 01 Oct 2022 by Spouse's Trust F3
holding QCOM Common Stock 45.5K 01 Oct 2022 by Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QCOM Restricted Stock Unit Options Exercise $0 -19.3K -100% $0.00* 0 01 Oct 2022 Common Stock 19.3K Direct F4, F5
transaction QCOM Restricted Stock Unit Options Exercise $0 -11.3K -50% $0.00 11.3K 01 Oct 2022 Common Stock 11.3K Direct F4, F6
transaction QCOM Restricted Stock Unit Options Exercise $0 -9.15K -33.33% $0.00 18.3K 01 Oct 2022 Common Stock 9.15K Direct F4, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 83 and 70 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2022 and July 31, 2022, respectively.
F2 Shares are held in individual trusts for the benefit of Dr. Thompson's children. Dr. Thompson disclaims all beneficial ownership for the shares held in trusts for the benefit of his children.
F3 Securities held by Premier Trust, as trustee.
F4 Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F5 These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2020, 2021 and 2022.
F6 These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.
F7 These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024.