Cristiano R. Amon - Oct 1, 2022 Form 4 Insider Report for QUALCOMM INC/DE (QCOM)

Role
President & CEO
Signature
By: Jon Russo, Attorney-in-Fact For: Cristiano R. Amon
Stock symbol
QCOM
Transactions as of
Oct 1, 2022
Transactions value $
-$2,672,542
Form type
4
Date filed
10/4/2022, 04:31 PM
Previous filing
Dec 14, 2021
Next filing
Dec 7, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QCOM Common Stock Options Exercise $0 +21.5K +17.93% $0.00 141K Oct 1, 2022 Direct F1
transaction QCOM Common Stock Tax liability -$1.06M -9.37K -6.63% $112.98 132K Oct 1, 2022 Direct
transaction QCOM Common Stock Options Exercise $0 +12.5K +9.51% $0.00 144K Oct 1, 2022 Direct
transaction QCOM Common Stock Tax liability -$703K -6.22K -4.31% $112.98 138K Oct 1, 2022 Direct
transaction QCOM Common Stock Options Exercise $0 +16.3K +11.76% $0.00 155K Oct 1, 2022 Direct
transaction QCOM Common Stock Tax liability -$911K -8.06K -5.22% $112.98 146K Oct 1, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QCOM Restricted Stock Unit Options Exercise $0 -21.5K -100% $0.00* 0 Oct 1, 2022 Common Stock 21.5K Direct F2, F3
transaction QCOM Restricted Stock Unit Options Exercise $0 -12.5K -50% $0.00 12.5K Oct 1, 2022 Common Stock 12.5K Direct F2, F4
transaction QCOM Restricted Stock Unit Options Exercise $0 -16.3K -33.33% $0.00 32.5K Oct 1, 2022 Common Stock 16.3K Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 83 and 70 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2022 and July 31, 2022, respectively.
F2 Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F3 These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2020, 2021 and 2022.
F4 These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.
F5 These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024.