Ann Chaplin - Nov 1, 2023 Form 4 Insider Report for QUALCOMM INC/DE (QCOM)

Role
General Counsel&Corp Secretary
Signature
By: Jon Russo, Attorney-in-Fact For: Ann Chaplin
Stock symbol
QCOM
Transactions as of
Nov 1, 2023
Transactions value $
-$218,564
Form type
4
Date filed
11/2/2023, 04:27 PM
Previous filing
Dec 7, 2022
Next filing
Dec 15, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QCOM Common Stock Options Exercise $0 +5.7K +156.97% $0.00 9.33K Nov 1, 2023 Direct
transaction QCOM Common Stock Tax liability -$219K -1.97K -21.12% $110.89 7.36K Nov 1, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QCOM Restricted Stock Unit Options Exercise $0 -5.7K -50% $0.00 5.7K Nov 1, 2023 Common Stock 5.7K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
F2 These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 1, 2022, 2023 and 2024.