Akash J. Palkhiwala - 04 Apr 2024 Form 4 Insider Report for QUALCOMM INC/DE (QCOM)

Role
CFO & COO
Signature
By: Jon Russo, Attorney-in-Fact For: Akash J. Palkhiwala
Issuer symbol
QCOM
Transactions as of
04 Apr 2024
Net transactions value
-$520,480
Form type
4
Filing time
04 Apr 2024, 19:35:59 UTC
Previous filing
11 Mar 2024
Next filing
10 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QCOM Common Stock Sale $147,181 -865 -1.2% $170.15 71,478 04 Apr 2024 Direct F1, F2
transaction QCOM Common Stock Sale $34,433 -200 -0.28% $172.16 71,278 04 Apr 2024 Direct F1, F3
transaction QCOM Common Stock Sale $87,272 -500 -0.7% $174.54 70,778 04 Apr 2024 Direct F1, F4
transaction QCOM Common Stock Sale $251,595 -1,435 -2% $175.33 69,343 04 Apr 2024 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on December 7, 2023.
F2 The sale prices for this transaction ranged from $169.86 to $170.735. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F3 The sale prices for this transaction ranged from $171.92 to $172.41. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4 The sale prices for this transaction ranged from $174.17 to $174.85. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F5 The sale prices for this transaction ranged from $174.87 to $175.49. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.