Heather S. Ace - Sep 29, 2023 Form 4 Insider Report for QUALCOMM INC/DE (QCOM)

Role
Chief Human Resources Officer
Signature
By: Jon Russo, Attorney-in-Fact For: Heather S. Ace
Stock symbol
QCOM
Transactions as of
Sep 29, 2023
Transactions value $
-$555,806
Form type
4
Date filed
12/16/2024, 05:41 PM
Previous filing
May 22, 2023
Next filing
Oct 2, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QCOM Common Stock Gift $0 -14.3K -100% $0.00 0 Sep 29, 2023 Direct F1
transaction QCOM Common Stock Gift $0 -11.7K -100% $0.00 0 Feb 26, 2024 Direct F1
transaction QCOM Common Stock Options Exercise $0 +3.88K +44.75% $0.00 12.5K Dec 15, 2024 Direct
transaction QCOM Common Stock Options Exercise $0 +4.16K +33.16% $0.00 16.7K Dec 15, 2024 Direct
transaction QCOM Common Stock Tax liability -$556K -3.51K -20.99% $158.53 13.2K Dec 15, 2024 Direct
transaction QCOM Common Stock Gift $0 +14.3K $0.00 14.3K Sep 29, 2023 by Trust F1, F2
transaction QCOM Common Stock Gift $0 +11.7K +81.99% $0.00 26K Feb 26, 2024 by Trust F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QCOM Restricted Stock Unit Options Exercise $0 -3.88K -49.99% $0.00 3.88K Dec 15, 2024 Common Stock 3.88K Direct F3, F4
transaction QCOM Restricted Stock Unit Options Exercise $0 -4.16K -33.33% $0.00 8.32K Dec 15, 2024 Common Stock 4.16K Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Securities transferred to reporting person's family trust, for which the reporting person and her spouse are trustees. Members of the reporting person's immediate family are the sole beneficiaries of the trust.
F2 Shares held by the reporting person's family trust, for which the reporting person and her spouse are trustees. Members of the reporting person's immediate family are the sole beneficiaries of the trust.
F3 Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
F4 These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on December 15, 2023, 2024 and 2025.
F5 These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on December 15, 2024, 2025 and 2026.