NEIL MARTIN - 20 May 2025 Form 4 Insider Report for QUALCOMM INC/DE (QCOM)

Role
SVP, Finance and CAO
Signature
By: David Zuckerman, Attorney-in-Fact For: Neil A. Martin
Issuer symbol
QCOM
Transactions as of
20 May 2025
Transactions value $
$-207,101
Form type
4
Filing time
21 May 2025, 16:23:03 UTC
Previous filing
21 Feb 2025
Next filing
21 Aug 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
MARTIN NEIL SVP, Finance and CAO 5775 MOREHOUSE DR., SAN DIEGO By: David Zuckerman, Attorney-in-Fact For: Neil A. Martin 21 May 2025 0001957113

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QCOM Common Stock Options Exercise $0 +644 +140% $0.000000 1,105 20 May 2025 Direct
transaction QCOM Common Stock Options Exercise $0 +558 +50.5% $0.000000 1,663 20 May 2025 Direct
transaction QCOM Common Stock Options Exercise $0 +420 +25.3% $0.000000 2,083 20 May 2025 Direct
transaction QCOM Common Stock Tax liability $-86,293 -561 -26.9% $153.82 1,522 20 May 2025 Direct
transaction QCOM Common Stock Sale $-120,808 -786 -51.6% $153.70 736 21 May 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QCOM Restricted Stock Unit Options Exercise $0 -645 -33.3% $0.000000 1,289 20 May 2025 Common Stock 645 Direct F2, F3
transaction QCOM Restricted Stock Unit Options Exercise $0 -559 -14.3% $0.000000 3,352 20 May 2025 Common Stock 559 Direct F2, F4
transaction QCOM Restricted Stock Unit Options Exercise $0 -421 -9.1% $0.000000 4,203 20 May 2025 Common Stock 421 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on June 6, 2024.
F2 Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
F3 The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2023, and the remaining balance vests quarterly thereafter.
F4 The Restricted Stock Units (and allocable dividend equivalents) vested in equal quarterly amounts beginning on February 20, 2024 and ending on November 20, 2026.
F5 The Restricted Stock Units (and allocable dividend equivalents) vested in equal quarterly amounts beginning on February 20, 2025 and ending on November 20, 2027.